Self-regulatory organizations

Results: 6954



#Item
661Financial regulation / Economy of the United States / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / NASDAQ / SEC filing / Securities Act / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]February 20, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose

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Language: English - Date: 2015-02-23 10:19:58
662Economy of the United States / Self-regulatory organizations / Philadelphia Stock Exchange / NASDAQ / International Securities Exchange / Order / Securities Exchange Act / Stock market / Investment / Financial economics

NY26EXEC_BIZHUBC454[removed]

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Language: English - Date: 2015-02-26 10:58:33
663Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / Direct Edge / Self-regulatory organization / Economy of the United States / Financial system / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]February 11, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

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Language: English - Date: 2015-02-12 08:53:10
664Exchange-traded fund / Self-regulatory organizations / NYSE Euronext / International Securities Exchange / NYSE Arca / Pacific Exchange / New York Stock Exchange / ETF Securities / Chicago Board Options Exchange / Financial economics / Investment / Funds

Elizabeth King Secretary & General Counsel New York Stock Exchange 11 Wall Street New York, NY[removed]T +1

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Language: English - Date: 2015-02-09 10:29:34
665Financial markets / Futures exchanges / Securities / Futures contract / Depository Trust & Clearing Corporation / Australian Securities Exchange / First Issues Collectors Club / Derivative / Eurex / Financial economics / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]May 17, 2013 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice to Include Options On

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Language: English - Date: 2013-05-20 13:57:40
666Business / Financial economics / Securities Exchange Act / U.S. Securities and Exchange Commission / ACT / Security / Self-regulatory organization / OTC Bulletin Board / United States securities law / Financial Industry Regulatory Authority / Financial regulation

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 11, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effecti

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Language: English - Date: 2015-02-12 08:50:26
667Financial markets / Self-regulatory organizations / Economy of New York City / NASDAQ / Philadelphia Stock Exchange / OMX / Securities Exchange Act / Algorithmic trading / Boston Stock Exchange / Economy of the United States / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]February 18, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Language: English - Date: 2015-02-19 07:03:05
668Market data / Self-regulatory organizations / Financial markets / NYSE Arca / Access network

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]February 6, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chang

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Language: English - Date: 2015-02-09 10:48:09
669Investment / United States securities law / Economics / Financial Industry Regulatory Authority / Quote / Stock / OTC Bulletin Board / Stock market / Financial economics / Self-regulatory organizations

Page 16 of 17 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. ***** 6000. QUOTATION AND TRANSACTION REPORTING FACILITIES

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Language: English - Date: 2015-02-12 08:50:32
670Finance / Financial regulation / Short selling / 73rd United States Congress / Securities Exchange Act / United States securities law / U.S. Securities and Exchange Commission / Short / New York Stock Exchange / United States Securities and Exchange Commission / Financial economics / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]February 18, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed R

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Language: English - Date: 2015-02-19 07:09:25
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